Proof of Concept — Confidential — Intellectual Property of A&E Ventures, LLC
Demonstration environment · all cases and the company (Widget Mfg. Health Services) are fictional
Compliance investigations, structured

From a vague complaint to a defensible conclusion.

Whistleblowers describe what they saw, not what law it breaks. AllegationIQ translates their words into the criminal, civil and policy violations at stake, the elements that must be proven, and a step-by-step plan to prove or disprove them — ending in a conclusion memo your General Counsel can stand behind.

Verified legal libraryElement-by-element plansPrivilege by design
What the hotline receivesAnonymous · web
“He takes the doctors to really expensive dinners and golf, and I heard he gives the office managers Visa gift cards ‘for their trouble.’ Our referral numbers from those offices went way up… I don’t want to get anyone in trouble.”
What AllegationIQ producesRanked by fit
FEDERAL · CRIMINALAnti-Kickback Statute42 U.S.C. § 1320a-7b(b) · 5 elements to prove
85%
POLICYGifts & Referral Relationships § 3Cash equivalents to referral sources · 3 elements
90%
FEDERAL · CIVILFalse Claims Act31 U.S.C. § 3729(a)(1)(A) · via § 1320a-7b(g)
55%
UTAH · CRIMINALCommercial briberyUtah Code § 76-6-508 · 3 elements
45%
9 evidence items5 witnesses, in order19 interview questions4 specialist workstreams32-day roadmap
The problem

Nobody in the chain thinks like a prosecutor — and that’s normal.

Compliance programs are built to receive concerns. The hard part is turning a feeling that “something isn’t right” into an investigation that answers the right legal question.

01

Reporters describe, not diagnose

A complaint about “expensive dinners” may be a kickback case. A complaint about “weird billing” may be a false-claims case. The words rarely say so.

“I don’t know if this is a big deal, but it doesn’t seem right.”
02

Investigators need elements

Without the elements of the violation, investigators collect everything and prove nothing — and interview the wrong people in the wrong order.

“What exactly do we have to show?”
03

The file must survive scrutiny

Regulators, auditors and courts judge the process as much as the result: preservation, privilege, neutrality, reporter protection, documented reasoning.

“Show me how you reached that conclusion.”
How it works

Twelve steps. One workspace. Allegation received → conclusion memo.

Every case follows the same disciplined path, so every investigator — new or seasoned — produces work the General Counsel can rely on.

Phase 1

Understand

  1. IntakeVerbatim complaint; facts extracted; follow-up questions for the reporter
  2. TriageSeverity, urgency, risk flags, privilege call, conflict-cleared lead
  3. Allegation mappingCriminal, civil and policy theories, ranked, with verified citations
Phase 2

Plan

  1. ElementsWhat must be proven, in plain English
  2. Evidence & holdSystems, custodians, preservation, legal-hold notice
  3. WitnessesWho, in what order, with element-linked questions
  4. TechnicalForensics, finance, claims, privacy — who to call and what to ask
  5. RoadmapVisual timeline with owners and target days
Phase 3

Investigate

  1. InterviewsNotes mapped to elements automatically; new leads surfaced
  2. FindingsSubstantiated / unsubstantiated / inconclusive, with reasoning and root cause
Phase 4

Conclude

  1. Conclusion memoPrivileged memo with element tables and action items — export to Word
  2. CloseoutReporter letter, remediation tracking, 90-day retaliation check
What’s inside

Built for the people who actually run investigations.

Allegation mapping

Maps plain-language complaints to federal and Utah criminal and civil law and to company policy — ranked by how well the facts fit, with the reasoning shown.

Elements matrix

Each theory becomes a checklist of elements. Evidence and interview notes attach to elements, so status is always visible: supported, refuted, open.

Witness plans

Who to interview and in what order — subject last — with open, non-leading questions tied to elements, and an Upjohn script when counsel directs.

Visual roadmap

The whole investigation on one page: phases, tasks, owners and target days, with progress as work is done.

Conclusion memo

Generates a privileged, element-by-element memorandum with root cause and proposed action items. Edit it, then export to Word.

Methodology built in

A field guide for every violation type — red flags, evidence sources, specialists to call, interview question banks — plus guides on holds, privilege and retaliation.

WMHS-2026-014 · Elements matrix · Anti-Kickback Statute4 of 5 supported
ElementEvidenceStatus
Remuneration$14,860 meals & golf; $2,400 gift cards; $63,000 “marketing” paymentsSupported
To induce referralsReferrals +61% / +74% after events; text linking golf to referralsSupported
Federal program business58% of referred claims billed to Medicare AdvantageSupported
Knowingly and willfullyTraining completed; gift cards kept off the interaction logSupported
No safe harborAwaiting contract reviewOpen
Safeguards

Designed by a lawyer, for lawyers’ standards.

AI speeds up the analysis. It never replaces the judgment — and it never invents the law.

Verified citations only

Every statute and regulation in the library was checked against official sources. The AI can only cite from that library; anything else is flagged [VERIFY].

Human in the loop

AllegationIQ proposes; investigators and counsel decide. Every suggestion is editable, and conclusions are always a person’s call.

Privilege by design

Triage prompts the direction-of-counsel decision on day one. Memos carry the privilege legend. Upjohn scripts are one click away.

Reporter protection

Plans never route through the subject’s chain, retaliation risk is flagged at intake, and closeout schedules a 90-day check.

Neutral by default

Allegations are not findings. Plans test the innocent explanation as hard as the guilty one — and the memo shows it.

Who it’s for

One workspace for the whole compliance function.

Chief Compliance Officer

Consistency and visibility

Every case follows the same method. See every open matter’s severity, stage and theories at a glance.

Compliance directors & investigators

Know what to do next

Elements, evidence, witnesses, questions and specialists — laid out the day the complaint arrives.

General Counsel

Work product you can defend

Privilege decisions made early, verified authority, element-by-element reasoning, and action items with owners.

Demo access

See it on a real-feeling case.

The demo includes a fictional company with its own policy manual and six cases at different stages — from a raw hotline report you can analyze live to a fully worked investigation with a signed-off conclusion memo.

Access is by invitation. Please don’t enter real complaints, names or protected health information in the demo.